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150 South 5Th Street Suite 3300, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-04 |
| IA | RA | APPROVED | 2009-10-01 |
Branch Locations
150 South Fifth Street Suite 3300, Minneapolis, MN 55402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northland Securities, Inc | Minneapolis | MN | 10/2009 | Present |
(1) Crypto mining; owner; not investment related; 1 hour/month (2) The Retreat; Board of Directors; Non-profit; 2 hours/month; 0 hours during trading, not investment related, No compensation
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-05 |
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