Christopher Wyman Smith

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 04/2019
  Usaa Investment Management Company
  Phoenix, AZ
• 06/2020 → 12/2022
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 04/2019 → 06/2020
  Usaa Bank
  Phoenix, AZ
• 12/2022 → 06/2024
  Edward Jones
  St. Louis, MO
• 12/2025 → Present
  Raymond James Financial Services, Inc.
  Phoenix, AZ
• 09/2024 → 12/2025
  Usaa Bank
  Phoenix, AZ
• 12/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Phoenix, AZ

Previous Registrations

• 2023-05-22 → 2024-06-21
  Edward Jones
  Peoria, AZ
  St Louis, MO
• 2020-07-30 → 2022-12-19
  Charles Schwab & Co., Inc.
  Phoenix, AZ
  Phoenix, AZ
  Phoenix, AZ
• 2014-12-03 → 2019-04-17
  Usaa Investment Services Company
  Phoenix, AZ
  San Antonio, TX
  Phoenix, AZ
• 2010-03-04 → 2015-01-21
  Usaa Financial Planning Services
  Phoenix, AZ
• 2008-07-31 → 2009-11-03
  Td Ameritrade, Inc.
  Scottsdale, AZ
• 2008-07-31 → 2009-11-03
  Td Ameritrade Investment Management, Llc
  Scottsdale, AZ
• 2005-05-03 → 2008-07-18
  Strategic Advisers Llc
  Providence, RI

Other Businesses

(1)Name of Business: Desert Financial Wealth Management Address: 148 N 48th St Fl 5, Phoenix, AZ, 85034-1900, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/01/2025 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: I will serve as an AVP of Wealth Management within Desert Financial Services .

Exams

• S66 Uniform Combined State Law Examination
  2005-04-29
• S65 Uniform Investment Adviser Law Examination
  2000-02-03
• S63 Uniform Securities Agent State Law Examination
  2000-01-13

Other Names

• Christopher W Smith