Brian Louis Boll

Current Employers

Heritage Family Offices, Llp

9841 E Bell Rd Suite 110, Scottsdale, AZ 85260 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-06-12

AZ RA
APPROVED

Since 2024-06-12

Branch Locations

9841 E Bell Rd Suite 110, Scottsdale, AZ 85260 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Heritage Wealth Management, Llc	Phoenix	AZ	01/2016	03/2024
Heritage Family Office, Llp	Scottsdale	AZ	05/2024	Present

01/2016 → 03/2024

Heritage Wealth Management, Llc

Phoenix, AZ
05/2024 → Present

Heritage Family Office, Llp

Scottsdale, AZ

Previous Registrations

2017-07-07 → 2024-03-05

Heritage Wealth Management, Llc

Phoenix, AZ
2016-06-29 → 2017-08-18

Heritage Wealth Management, Llc

Phoenix, AZ
2009-06-15 → 2016-01-13

Wells Fargo Clearing Services, Llc

Glendale, AZ

Mesa, AZ

Mesa, AZ

Mesa, AZ

Scottsdale, AZ
2005-07-06 → 2009-05-27

Chase Investment Services Corp.

Mesa, AZ

Glendale, AZ

Mesa, AZ

Chicago, IL

Mesa, AZ
2005-01-21 → 2005-07-06

Banc One Securities Corporation

Phoenix, AZ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-30
S63	Uniform Securities Agent State Law Examination	1997-07-10

S66 Uniform Combined State Law Examination

2004-12-30
S63 Uniform Securities Agent State Law Examination

1997-07-10

View on SEC IAPD

Current Employers

Heritage Family Offices, Llp

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews