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Current Employers
Cliftonlarsonallen Wealth Advisors, Llc

220 South 6Th Street Suite 300, Minneapolis, MN 55402-1418 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-11
KY RA APPROVED 2024-09-10
TX RA APPROVED 2020-09-09
WI RA APPROVED 2012-02-27
  • FL RA
    APPROVED
    Since 2024-09-11
  • KY RA
    APPROVED
    Since 2024-09-10
  • TX RA
    APPROVED
    Since 2020-09-09
  • WI RA
    APPROVED
    Since 2012-02-27

Branch Locations

220 South 6Th Street Suite 300, Minneapolis, MN 55402-1418 • United States

220 S. Sixth Street Suite 300, Minneapolis, MN 55402-4505 • UNITED STATES

100 West Lawrence Street Suite 500, Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cliftonlarsonallen Wealth Advisors, Llc Appleton WI 02/2012 Present
Previous Registrations
  • 2010-09-27 → 2012-02-27
    Clifton Gunderson Wealth Advisors
    Oshkosh, WI
  • 2008-10-01 → 2010-09-27
    Appleton, WI
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    Appleton, WI
  • 2005-09-27 → 2006-09-27
    Banc One Securities Corporation
    Appleton, WI
    Appleton, WI
    Chicago, IL
  • 2005-09-27 → 2005-09-27
    Chase Investment Services Corp.
    Appleton, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-28
S66 Uniform Combined State Law Examination 2004-12-22
  • S63 Uniform Securities Agent State Law Examination
    2023-06-28
  • S66 Uniform Combined State Law Examination
    2004-12-22
Designations
Other Names
  • Andy J Hengst

View on SEC IAPD

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