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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-11
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2016-04-11
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

5401 California Ave, Bakersfield, CA 93309 • United States

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bakersfield CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Bakersfield CA 11/2016 Present
Previous Registrations
  • 2009-07-27 → 2011-01-03
    Wells Fargo Investments, Llc
    Bakersfield, CA
    Bakersfield, CA
  • 2009-05-02 → 2009-07-27
    Chase Investment Services Corp.
    Delano, CA
    Taft, CA
    Bakersfield, CA
    Bakersfield, CA
    Bakersfield, CA
  • 2003-08-26 → 2009-05-02
    Wamu Investments, Inc.
    Bakersfield, CA
    Bakersfield, CA
    Delano, CA
    Bakersfield, CA
    Delano, CA
    Bakersfield, CA
    Taft, CA
    Bakersfield, CA
    Bakersfield, CA
  • 2003-01-06 → 2003-09-11
    Irvine, CA
Other Businesses

GRACE BAPTIST CHURCH; INV RELATED;BAKERSFIELD,CA; CHURCH ACTIVITY; FINANCE COMMITTEE MEMBER; START DATE: 04/14/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-17
  • S66 Uniform Combined State Law Examination
    2002-12-17
Designations

View on SEC IAPD

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