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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2006-08-12 |
| TX | RA | APPROVED_RES | 2006-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Denver | CO | 07/2013 | Present |
The Garage (Non Profit) / 515 4th Street Hugo, Colorado 80821 / United States / Charity / Other / thegarageworkspace.org / This will be a community work space where members of the rural community come together to network and start businesses. / co-working and creative space in rural Colorado, one hour outside and to the East of the city of Denver / Member of Board of directors / Part of the Board of Directors. Look at Financials and approve where funds are delegated. / Start Date 10/1/2019 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-24 |
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