Edward Dominguez

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
ME	RA	APPROVED	2011-07-05

NY RA
APPROVED

Since 2021-08-03
ME RA
APPROVED

Since 2011-07-05

Branch Locations

8 Dyke Rd, Latham, NY 12110 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sefcu	Albany	NY	11/2009	03/2018
Lpl Financial Llc	Albany	NY	07/2011	03/2018
Lpl Financial Llc	Fort Mill	SC	03/2018	Present

11/2009 → 03/2018

Sefcu

Albany, NY
07/2011 → 03/2018

Lpl Financial Llc

Albany, NY
03/2018 → Present

Lpl Financial Llc

Fort Mill, SC

Previous Registrations

2010-01-21 → 2011-07-05

Uvest Financial Services Group, Inc.

Albany, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-07-29
S65	Uniform Investment Adviser Law Examination	1997-07-29

S63 Uniform Securities Agent State Law Examination

1997-07-29
S65 Uniform Investment Adviser Law Examination

1997-07-29

Designations

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews