Edward Dominguez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 03/2018
  Sefcu
  Albany, NY
• 07/2011 → 03/2018
  Lpl Financial Llc
  Albany, NY
• 03/2018 → Present
  Lpl Financial Llc
  Fort Mill, SC

Previous Registrations

• 2010-01-21 → 2011-07-05
  Uvest Financial Services Group, Inc.
  Albany, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-07-29
• S65 Uniform Investment Adviser Law Examination
  1997-07-29

Designations

• Certified Financial Planner