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Cara Anne Whipkey

Wingate Wealth Advisors, Inc.

Lexington, MA

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Current Employers
Wingate Wealth Advisors, Inc.

450 Bedford Street, Lexington, MA 02420-1547 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-10-06
  • MA RA
    APPROVED
    Since 2021-10-06

Branch Locations

450 Bedford Street, Lexington, MA 02420-1547 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Westborough MA 02/2015 09/2021
Wingate Wealth Advisors, Llc Lexington MA 09/2021 Present
  • 02/2015 → 09/2021
    Morgan Stanley
    Westborough, MA
  • 09/2021 → Present
    Wingate Wealth Advisors, Llc
    Lexington, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-21
S63 Uniform Securities Agent State Law Examination 1997-11-11
  • S66 Uniform Combined State Law Examination
    2015-12-21
  • S63 Uniform Securities Agent State Law Examination
    1997-11-11
Other Names
  • Cara Anne Shatraw

View on SEC IAPD

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