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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-10-18 |
| FL | RA | APPROVED | 2023-08-28 |
Branch Locations
16090 Swingley Ridge Road Suite 610, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Frontenac | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | 06/2023 |
| Wells Fargo Advisors Financial Network, Llc | Chesterfield | MO | 06/2023 | Present |
MAGIS, LLC, INVT RELATED, 16.6% OWNERSHIP, START DATE 06/01/2023, 160 HRS PER MONTH, 8 HRS DURING TRADING, FINET PRACTICE. CO-TRUSTEE FOR FATHER'S TRUST, INV RELATED, NEVADA, MISSOURI, START: 8/1/2023, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-25 |
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