Richard Jason Levine

Current Employers

Employment History

• 02/2009 → 02/2018
  Sii Investments, Inc.
  Denver, CO
• 02/2018 → Present
  Lpl Financial Llc
  Denver, CO
• 07/2019 → Present
  Synergy Financial Partners, Llc
  Denver, CO

Previous Registrations

• 2009-02-19 → 2018-02-15
  Sii Investments, Inc.
  Denver, CO
  Appleton, WI
• 2007-11-21 → 2009-02-23
  Equitable Advisors, Llc
  Denver, CO
  Lakewood, CO
  Denver, CO
• 2004-05-06 → 2007-11-26
  Hornor, Townsend & Kent, Llc
  Denver, CO
  Denver, CO
• 2004-01-08 → 2004-05-06
  New England Securities
  Denver, CO

Other Businesses

1. 02/14/2018 - No Business Name - Investment Related - Non-Variable Insurance - Representative - Life and LTC. 2. LPL Financial LLC - Registered Representative. 2/2018 - present 3. 11/05/2019 - Synergy Financial Partners, LLC - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:09/05/2019 - 120 hrs/mo - 24 hrs during trading - IAR - I provide investment advisory services through Synergy Financial Partners, LLC, an independent investment advisor firm. I started this business activity in 09/2019. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-12-22
• S63 Uniform Securities Agent State Law Examination
  2003-08-12

Designations

Other Names

• Rich Jason Levine