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14301 N 87Th St, Ste 203, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-10-17 |
Branch Locations
14301 N 87Th St, Ste 203, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M. S. Howells & Company | Scottsdale | AZ | 03/2010 | 09/2016 |
| Longboard Asset Management, Lp | Phoenix | AZ | 10/2013 | 09/2019 |
| Northern Lights Distributors, Llc | Omaha | NE | 01/2018 | 09/2019 |
| Virtual Capital Management, Llc | Scottsdale | AZ | 09/2019 | Present |
| Emerson Equity Llc | San Mateo | CA | 03/2020 | 01/2022 |
| Caliber Services, Llc | Scottsdale | AZ | 01/2022 | 05/2024 |
| Bates Group, Llc | Portland | OR | 09/2024 | Present |
Bates Group LLC, Investment-related, 10220 SW Greenburg Rd, Tigard, OR 97223, Sr. Consultant, 9/16/2024,160 hours/month, business hours, consulting services CC Strategy LLC, Investment-related, 694 E Hampton Ct, Gilbert, AZ 852595, 5/3/2024, Managing Member, 15 hours/month, non business hours, consulting services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-17 |
| S66 | Uniform Combined State Law Examination | 2002-09-23 |
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