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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2008-12-12 |
| TX | RA | APPROVED | 2008-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 12/2008 | Present |
| Bank Of America, N.A. | St Louis | MO | 12/2009 | Present |
(1)1. A J H LIVING TRUST, INVESTMENT RELATED, RESTWOOD MO, FATHER'S TRUST, TRUSTEE, BEGAN 3/2/2007, 4 HOURS/MONTH, FAMILY TRUST. 2. M N H LIVING TRUST, INVESTMENT RELATED,CRESTWOOD MO, MOTHER'S TRUST, TRUSTEE, BEGAN 5/18/2007, 4 HOURS/MONTH, FAMILY TRUST. I*2255278, Entity Type: Entity Charitable, Name of OBA: Lindbergh HS Scholarship of 75, Address: St. Louis, Missouri, 63126, Investment Related: N, Position, Title, Association: ["Committee"], Employee State Date: 03/26/2025, No Hours: 8 Yearly, No Hours during Trading: 2 Yearly, Duties: The alumni are creating a scholarship. I have been asked to be part of the committee to figure out what the criteria is for the scholarship for High School students. I will not accept money, control money, or manage money. A next step is in 2026 they would like me to be in group that evaluates the HS student applicants and their essays to help determine who will get the scholarship. There are many other scholarships managed by the High School so they already have in place managing the funds, telling students about the scholarships available and collecting the applications and essays from the students. My only influence on giving out the funds would be one of many who evaluates the applications and essays against criteria, and force ranks who I think the best candidate(is/are).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1999-12-07 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-01 |
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