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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-10-19 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 10/2018 |
| Lpl Financial | San Diego | CA | 10/2018 | Present |
1)10/19/2018 - DBA for LPL Business (entity for LPL business) - Forsyth Financial Services - 100% - INVESTMENT RELATED - SPRINGFIELD, IL 62703 2)10/19/2018 - Insurance Agency - FORSYTH INSURANCE GROUP, INC - 2% - INVESTMENT RELATED - SPRINGFIELD, IL 62703 3)10/19/2018 - Real Estate Rental - Springfield, IL 62703-3761, Sangamon County - 2 % - INVESTMENT RELATED - SPRINGFIELD, IL 62703 4)10/19/2018 - Real Estate Rental - Springfield, IL 62702-1614, Sangamon County - 2% - INVESTMENT RELATED - SPRINGFIELD, IL 62702 5)10/19/2018 - Non-Variable Insurance - DANIEL STEWART - 2% - INVESTMENT RELATED - SPRINGFIELD, IL 62703 6)10/19/2018 - Real Estate Rental - Springfield, IL, Sangamon County - 2% - INVESTMENT RELATED - SPRINGFIELD, IL 62702 7) 07/13/2026 - Narrow Path Way LLC - Real Estate Rental - Investment Related - Springfield, IL - Start Date 06/05/2026 - 10 hours per month/ 0 hours during trading 8) 07/13/2026 - D Squared 7 LLC - Real Estate Rental - Investment Related - Springfield, IL - Start Date 06/05/2026 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-23 |
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