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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2010-01-21
  • OR RA
    APPROVED
    Since 2010-01-21

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Hood River, OR • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kovack Advisors, Inc Fort Lauderdale FL 08/2007 Present
Kovack Securities, Inc Fort Lauderdale FL 08/2007 Present
  • 08/2007 → Present
    Fort Lauderdale, FL
  • 08/2007 → Present
    Kovack Securities, Inc
    Fort Lauderdale, FL
Previous Registrations
  • 2006-02-10 → 2007-07-23
    Wells Fargo Investments, Llc
    Portland, OR
    Portland, OR
    Portland, OR
Other Businesses

1) FIXED INSURANCE - 3003 DANA LANE, HOOD RIVER, OR 97031; INVESTMENT RELATED; START DATE 3.4.24; FIXED INSURANCE SALES; INSURANCE AGENT; 4 HOURS/MONTH OF TIME SPENT.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-23
S63 Uniform Securities Agent State Law Examination 1997-08-01
  • S65 Uniform Investment Adviser Law Examination
    1998-04-23
  • S63 Uniform Securities Agent State Law Examination
    1997-08-01

View on SEC IAPD

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