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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2022-11-15 |
| NV | RA | APPROVED | 2022-02-23 |
| DE | RA | APPROVED | 2022-02-14 |
| VA | RA | APPROVED | 2022-02-12 |
| AR | RA | APPROVED | 2022-02-11 |
| MS | RA | APPROVED | 2022-02-10 |
| NE | RA | APPROVED | 2022-02-10 |
| OK | RA | APPROVED | 2022-02-10 |
| RI | RA | APPROVED | 2021-02-01 |
| AL | RA | APPROVED | 2018-09-21 |
| WI | RA | APPROVED | 2015-03-04 |
| MN | RA | APPROVED | 2013-12-19 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402 • United States
Plum City, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 03/2020 | Present |
Name of Activity: land rental; Date Activity Started/Modified/Ended: 5/1/2024; Type of Activity: Other - renting 13 acres of my land to a farmer; Role/Relationship: Owner/ Proprietor; Responsibilities: none; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-06 |
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