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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-13 |
| NJ | RA | APPROVED | 2025-02-13 |
Branch Locations
2749 Exchange Ct Suite D, West Palm Beach, FL 33409 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | Miami | FL | 06/2001 | Present |
| Debtmerica, Llc | Santa Ana | CA | 02/2011 | 03/2023 |
| Transamerica Financial Advisors, Inc | Miami | FL | 01/2012 | Present |
| Aurich, Llc | Miami | FL | 10/2015 | Present |
| Lspn Pro, Llc | Lindon | UT | 11/2021 | Present |
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." AURICH, LLC; 10/01/2015; NOT INV RELATED; 10800 BISCAYNE BLVD, SUITE 1050, MIAMI, FL 33161; PRINCIPAL; THIS LLC WILL ONLY BE USED TO COVER BUSINESS EXPENSES. NO BUSINESS WILL BE CONDUCTED; 1 HR/MO; 0 TRADING; NONE LSPN PRO, LLC POSITION: Independent Representative NATURE: Bundled professional services, including Estate Planning services INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS:0 START DATE: 12/15/2022 ADDRESS: 100 N State Street, Suite B, Lindon UT 84042, United States DESCRIPTION: Communication, Marketing and referring potential clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-01-31 |
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