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Current Employers
Transamerica Financial Advisors, Llc

Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-02-13
NJ RA APPROVED 2025-02-13
  • FL RA
    APPROVED
    Since 2025-02-13
  • NJ RA
    APPROVED
    Since 2025-02-13

Branch Locations

2749 Exchange Ct Suite D, West Palm Beach, FL 33409 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
World Financial Group, Inc. Miami FL 06/2001 Present
Debtmerica, Llc Santa Ana CA 02/2011 03/2023
Transamerica Financial Advisors, Inc Miami FL 01/2012 Present
Aurich, Llc Miami FL 10/2015 Present
Lspn Pro, Llc Lindon UT 11/2021 Present
  • 06/2001 → Present
    World Financial Group, Inc.
    Miami, FL
  • 02/2011 → 03/2023
    Debtmerica, Llc
    Santa Ana, CA
  • 01/2012 → Present
    Transamerica Financial Advisors, Inc
    Miami, FL
  • 10/2015 → Present
    Aurich, Llc
    Miami, FL
  • 11/2021 → Present
    Lspn Pro, Llc
    Lindon, UT
Previous Registrations
  • 2009-02-02 → 2012-01-06
    Investment Advisors International, Inc.
    Pompton Lakes, NJ
Other Businesses

"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." AURICH, LLC; 10/01/2015; NOT INV RELATED; 10800 BISCAYNE BLVD, SUITE 1050, MIAMI, FL 33161; PRINCIPAL; THIS LLC WILL ONLY BE USED TO COVER BUSINESS EXPENSES. NO BUSINESS WILL BE CONDUCTED; 1 HR/MO; 0 TRADING; NONE LSPN PRO, LLC POSITION: Independent Representative NATURE: Bundled professional services, including Estate Planning services INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS:0 START DATE: 12/15/2022 ADDRESS: 100 N State Street, Suite B, Lindon UT 84042, United States DESCRIPTION: Communication, Marketing and referring potential clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-10-27
S63 Uniform Securities Agent State Law Examination 1998-01-31
  • S65 Uniform Investment Adviser Law Examination
    2008-10-27
  • S63 Uniform Securities Agent State Law Examination
    1998-01-31
Other Names
  • Ilona Dominquez

View on SEC IAPD

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