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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2000-09-22
  • CA RA
    APPROVED
    Since 2000-09-22

Branch Locations

2209 N. Lakewood Blvd, Long Beach, CA 90815 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Zahn & Zahn, Inc. Long Beach CA 07/1988 Present
Cetera Financial Specialists Llc Schaumburg IL 07/2000 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2000 Present
  • 07/1988 → Present
    Zahn & Zahn, Inc.
    Long Beach, CA
  • 07/2000 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 09/2000 → Present
    Schaumburg, IL
Other Businesses

1) DAVEN W. ZAHN IS NOT INVESTMENT RELATED AND THE POSITION IS AUTHORIZED AGENT. DUTIES ARE SALES OF GROUP MEDICAL TO SMALL BUSINESS. HOURS PER WEEK ARE 30 MINUTES AND THE AFFILIATION DATE WAS 2002. 2) DBA: Zahn & Zahn, Inc - Investment Related, address is the registered location, Investment Services, Accounting, TAX consulting & preparation , start July 1988, 40 plus hours per week - during trading hours, Owner/CFO - Accountant, Enrolled Agent and Financial Advisor, Accounting, Payroll Services, Investment Services and Tax Services for Small Businesses and Individuals. 3) ZAHN CORNER PROPERTIES, LLC, NOT INVESTMENT RELATED, 2539 E 7TH ST., LONG BEACH, CA 90804, REAL ESTATE,, STARTED 2013, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: INHERITED RENTAL PROPERTY. 4) N/A NOT INVESTMENT RELATED, 2209 N LAKEWOOD BLVD,., LONG BEACH, CA 90815, REAL ESTATE,, STARTED 1994, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-06
S63 Uniform Securities Agent State Law Examination 1997-07-31
  • S65 Uniform Investment Adviser Law Examination
    1999-07-06
  • S63 Uniform Securities Agent State Law Examination
    1997-07-31
Other Names
  • Dave Walter Zahn

View on SEC IAPD

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