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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-10-03 |
| OH | RA | APPROVED | 2012-11-21 |
| TX | RA | APPROVED | 2012-11-20 |
Branch Locations
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Kenwood | OH | 11/2012 | Present |
THE CHRIST HOSPITAL FOUNDATION BOARD / 2139 AUBURN AVENUE CINCINNATI,OH 45219 / FOUNDATION/ HEALTH CARE & PHARMACEUTICALS / RAISING MONEY FOR THE CHRIST HOSPITAL / TRUSTEE / FUND RAISING / START DATE 40910 / 1 HOUR PER WEEK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-28 |
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