Marybeth Heslin Hofmeister

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2001 → 09/2016
  Princor Financial Services Corporation
  Albany, NY
• 10/2001 → Present
  Shipp Financial Services
  Albany, NY
• 09/2016 → 07/2025
  Cadaret, Grant & Co., Inc.
  Albany, NY
• 07/2025 → Present
  Lpl Financial Llc
  Latham, NY

Previous Registrations

• 2021-05-04 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Syracuse, NY
  Latham, NY

Other Businesses

1. 07/10/2025- Marcella C Holtz Revocable Trust (now in Irrevocable status)- Act in a Fiduciary Capacity- Not INV Related- At Glenmont, NY- Start date 02/01/2025- 15 Hours Per Month- 3 Hours During Trading 2. 07/10/2025- Shipp Financial Services- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/02/2002- 50 Hours Per Month- 20 Hours During Trading 3. 07/10/2025- Sage Advisors of NY, LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 07/07/2021- 160 Hours Per Month- 140 Hours During Trading 4. 07/10/2025-The Hofmeister Corporation- Business Owner- Not INV Related- At Reported Business Location(s)- Start date 03/01/2013 5. 07/10/2025- Sage Financial Associates- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/15/2016- 160 Hours Per Month-140 Hours During Trading 6. 07/10/2025- AIB/NYLTCB- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/01/2019- 5 Hours Per Month- 5 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-07-07

Designations

• Certified Financial Planner

Other Names

• Maryelizabeth Heslin Hofmeister
• Marybeth Heslin
• Marybeth Heslin Hofmeister
• Mary Beth Heslin Hofmeister