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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2000-04-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 04/1998 | Present |
| Bank Of America,Na | Williamsville | NY | 11/2009 | Present |
I*1981265 , Entity Type, For Profit Name of OBA: Armstrong Franklinville Holdings LLC Address:Franklinville,New York,14737 Investment Related: no Position, Title, Association:General Partner/Managing Member Employee Start Date09/30/2023 : No Hours:2 yearly No Hours during trading:0 Duties:to limit liability from personal assets.responsibilities include paying property taxes and maintaining property for family recreation.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-07-03 |
| S65 | Uniform Investment Adviser Law Examination | 1997-07-03 |
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