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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-10
TX RA APPROVED_RES 2019-01-02
  • NC RA
    APPROVED
    Since 2023-10-10
  • TX RA
    APPROVED_RES
    Since 2019-01-02

Branch Locations

3328 W. Friendly Ave Suite 111, Greensboro, NC 27410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Greensboro NC 03/1997 Present
Charles Schwab Bank, Ssb Greensboro NC 02/2005 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-04
  • S63 Uniform Securities Agent State Law Examination
    1998-02-04
Other Names
  • Andy Narcisso

View on SEC IAPD

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