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Christopher Brett D'ARcy

D'ARcy Capital Management, LLC

San Diego, CA

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Current Employers
D'ARcy Capital Management, Llc

12625 High Bluff Drive Suite 314, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-04
CA RA APPROVED 2011-02-02
  • TX RA
    APPROVED_RES
    Since 2019-02-04
  • CA RA
    APPROVED
    Since 2011-02-02

Branch Locations

12625 High Bluff Drive Suite 314, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D'ARcy Capital Management Llc San Diego CA 01/2011 Present
Previous Registrations
  • 2005-06-29 → 2010-12-31
    Cbiz Financial Solutions, Inc.
    Cleveland, OH
    San Diego, CA
    Cleveland, OH
  • 2010-05-24 → 2010-12-31
    Cbiz Wealth Management, Llc
    Cleveland, OH
  • 2004-05-12 → 2005-05-26
    Nshd Wealth Strategies, Inc.
    San Diego , CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-05-29
  • S63 Uniform Securities Agent State Law Examination
    1997-05-29
Designations
Other Names
  • Brett D'ARcy
  • Christopher Brett Darcy

View on SEC IAPD

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