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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-04-01 |
| NY | RA | APPROVED | 2024-03-26 |
| TX | RA | APPROVED_RES | 2024-03-26 |
Branch Locations
925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 07/2015 | 10/2021 |
| Bank Of America, N.A. | White Plains | NY | 08/2015 | 10/2021 |
| First Republic Securities Company Llc | Greenwich | CT | 10/2021 | 09/2023 |
| First Republic Investment Management, Inc. | White Plains | NY | 10/2021 | Present |
| J.P. Morgan Securities Llc | West Harrison | NY | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | West Harrison | NY | 10/2023 | Present |
TO SERVE AS ADULT LEADER OF ST. CLAIRE'S BOY SCOUT TROOP #170. NAME OF OUTSIDE BUSINESS ORGANIZATION: WAYFARER LLC INVESTMENT RELATED: No NANTUCKET, MASSACHUSETTS NATURE OF BUSINESS: Real Estate POSITION, TITLE, ASSOCIATION: Owner START DATE OF RELATIONSHIP: 10/1/2017 NUMBER OF HOURS DEVOTED: 5 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 Name: Croton Little League Address: PO Box 91 Croton on Hudson NY 10520 Investment-related: No Nature of the business: Softball Role: Board Member - VP of Softball Start Date: 09/01/2016 Description of duties: I am in charge of the girls softball division in my town Croton on Hudson. Number of hours each month: 4 Number of hours during trading: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-11 |
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