David Munoz

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 10/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY
• 08/2015 → 10/2021
  Bank Of America, N.A.
  White Plains, NY
• 10/2021 → 09/2023
  First Republic Securities Company Llc
  Greenwich, CT
• 10/2021 → Present
  First Republic Investment Management, Inc.
  White Plains, NY
• 09/2023 → Present
  J.P. Morgan Securities Llc
  West Harrison, NY
• 10/2023 → Present
  Jpmorgan Chase Bank, N.A.
  West Harrison, NY

Previous Registrations

• 2021-10-15 → 2025-03-20
  J.P. Morgan Private Wealth Advisors Llc
  Greenwich, CT
  White Plains, NY
• 2015-07-16 → 2021-10-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  White Plains, NY
• 2008-06-20 → 2015-07-27
  Ubs Financial Services Inc.
  Purchase, NY
• 2007-04-02 → 2008-06-26
  Morgan Stanley & Co. Llc
  Paramus, NJ
• 2006-09-08 → 2007-04-02
  Morgan Stanley Dw Inc.
  Paramus, NJ
  Purchase, NY
  Purchase, NY
• 2002-06-05 → 2003-07-07
  Alliancebernstein L.P.
  New York, NY

Other Businesses

TO SERVE AS ADULT LEADER OF ST. CLAIRE'S BOY SCOUT TROOP #170. NAME OF OUTSIDE BUSINESS ORGANIZATION: WAYFARER LLC INVESTMENT RELATED: No NANTUCKET, MASSACHUSETTS NATURE OF BUSINESS: Real Estate POSITION, TITLE, ASSOCIATION: Owner START DATE OF RELATIONSHIP: 10/1/2017 NUMBER OF HOURS DEVOTED: 5 HOUR(S) NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 Name: Croton Little League Address: PO Box 91 Croton on Hudson NY 10520 Investment-related: No Nature of the business: Softball Role: Board Member - VP of Softball Start Date: 09/01/2016 Description of duties: I am in charge of the girls softball division in my town Croton on Hudson. Number of hours each month: 4 Number of hours during trading: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-02-12
• S63 Uniform Securities Agent State Law Examination
  1997-07-11

Other Names

• David Anthony Munoz