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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2005-04-14
  • TN RA
    APPROVED
    Since 2005-04-14

Branch Locations

1770 Kirby Pkwy Ste 400 Forum Iii, Memphis, TN 38138 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Memphis TN 05/2003 Present
Jim Meeks Memphis TN 07/2009 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. CHAPTER TREASURER, CHRISTIAN MOTORCYCLISTS' ASSOCIATION, CHAPTER #710 MEMPHIS WHEELS OF GRACE, 806 ROLLING OAKS LANE, COLLIERVILLE, TENNESSEE, 38017, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, CHAPTER TREASURER FOR LOCAL CHAPTER #710 MEMPHIS WHEELS OF GRACE 3. 50% OWNER, 1201 GOLF DR., APT. 4, 1201 GOLF DR., APT. 4, BRANSON WEST, , MISSOURI, 65737, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/3/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 50% OWNER WITH SPOUSE BEING THE OTHER 50% OWNER. INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-04-12
S63 Uniform Securities Agent State Law Examination 1997-05-19
  • S65 Uniform Investment Adviser Law Examination
    2005-04-12
  • S63 Uniform Securities Agent State Law Examination
    1997-05-19

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