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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-18
TX RA APPROVED_RES 2013-09-03
  • MN RA
    APPROVED
    Since 2013-11-18
  • TX RA
    APPROVED_RES
    Since 2013-09-03

Branch Locations

3601 W 76Th St Ste 160, Edina, MN 55435-3005 • United States

Prior Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Edina MN 09/1999 03/2020
Ameriprise Financial Services, Llc Edina MN 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; All of that part of Government Lot 2, Section 30, Township 115, , ,; Not Investment-Related; 06/16/2015. Business Ownership; MOTT Real Estate LLC; ; MOTT Real Estate LLC used for the leasing of real estate for a new office.; 3600 Minnesota Drive, Suite 550Edina, MN 55435, ,; ; 05/01/2011; 10 to 19 hours per month; . Other Business Activities; Freelance Musician; Play trumpet for Church andd small gigs.; Varies, ,; ; 04/01/2013; 1 to 9 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-05
  • S63 Uniform Securities Agent State Law Examination
    1999-10-05
Designations

View on SEC IAPD

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