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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-06
OK RA APPROVED 2000-01-31
  • TX RA
    APPROVED_RES
    Since 2013-05-06
  • OK RA
    APPROVED
    Since 2000-01-31

Branch Locations

12201 N. May, Oklahoma City, OK 73120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid American Partners Oklahoma City OK 08/1994 Present
Lpl Financial Llc Oklahoma City OK 07/1999 Present
  • 08/1994 → Present
    Mid American Partners
    Oklahoma City, OK
  • 07/1999 → Present
    Oklahoma City, OK
Other Businesses

1. 01/21/1999 - M.V. PARTNERS, INC & CROWN INSURANCE, INC. - Non-Variable Insurance - INV REL - At Reported Business Location(s) - 5% TIME SPENT 2. 11/19/2001 - QUAIL CREEK BANK INS. AGENCY - Non-Variable Insurance - INV REL - At Reported Business Location(s) - 50% TIME SPENT 3. 01/07/2002 - CROWN INS. AGENCY, INC. - Non-Variable Insurance - INV REL - At Reported Business Location(s) - 50% Time Spent 4. 09/11/2003 - QUAIL CREEK INVESTMENT CENTER - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED LOCATION 5. 10/20/2003 - No Business Name - Non-Variable Insurance - INV REL - At Reported Business Location(s) 6. 03/03/2005 - M.V. PARTNERS INC. - Non-Variable Insurance - INV REL - At Reported Business Location(s) - AMENDMENT 7. 03/07/2005 - CROWN INSURANCE GROUP, INC. - Non-Variable Insurance - INV REL - At Reported Business Location(s) - AMENDMENT 8. 03/07/2005 - RANE/CROWN INSURANCE AGENCY - Non-Variable Insurance - INV REL - At Reported Business Location(s) 9. 06/11/2007 - Youth for Christ - Community, Civic and Charitable Board - NOT INV REL - At Reported Business Location(s) - volunteer and board member - 1% Time Spent 10. 01/24/2017 - Midland Upton GRQ, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 128 Deer Creek Rd, Edmond, OK 73012 - Started 01/01/2017 - Mineral interest income from oil and gas production - 1 hour per month/ 1 hour during securities trading. 11. 4/13/2020 - Champions Insurance Agency, Ft. Worth Tx - Investment Related - Home Based - Non-Variable Insurance - Started 03/29/2020 - 5 Hours Per Month/3 Hours During Securities Trading - Life insurance and long-term care products. 12. 5/18/2021 - Blackburn Financial Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 4/21/2021 - 10 Hours Per Month/0 Hours During Securities Trading - Fixed annuities and non-variable life insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-01-06
S63 Uniform Securities Agent State Law Examination 1997-04-22
  • S65 Uniform Investment Adviser Law Examination
    2000-01-06
  • S63 Uniform Securities Agent State Law Examination
    1997-04-22

View on SEC IAPD

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