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Daniel T Sullivan

Rbc Capital Markets, LLC

Minneapolis, MN

Florham Park, NJ

Fanwood, NJ

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-01
  • NJ RA
    APPROVED
    Since 2017-03-01

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

Fanwood, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Jersey City NJ 09/2014 Present
Axa Equitable Jersey City NJ 08/2014 Present
Rbc Capital Markets, Llc Parsippany NJ 02/2017 Present
  • 09/2014 → Present
    Axa Advisors, Llc
    Jersey City, NJ
  • 08/2014 → Present
    Axa Equitable
    Jersey City, NJ
  • 02/2017 → Present
    Rbc Capital Markets, Llc
    Parsippany, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-11-10
  • S66 Uniform Combined State Law Examination
    1998-11-10
Designations
Other Names
  • Dan Sullivan

View on SEC IAPD

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