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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-14
  • MN RA
    APPROVED
    Since 2013-12-14

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402 • United States

Austin, TX • United States

Prior Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 04/2008 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 813 1st Ave NE, , East Grand Forks, MN, 56721; Not Investment-Related; 06/08/2018. Board of Directors; Maple Hills Homes Association; Treasurer; 4520 Embassy Circle NE, , Prior Lake, MN, 55372; Not Investment-Related; 09/02/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-23
S63 Uniform Securities Agent State Law Examination 1997-05-28
  • S66 Uniform Combined State Law Examination
    2012-07-23
  • S63 Uniform Securities Agent State Law Examination
    1997-05-28
Other Names
  • Leann Marie Thomas
  • Leann M Hoffman
  • Leann Marie Hoffman

View on SEC IAPD

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