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Walter Smith Williams

Davenport & Company LLC

Charlottesville, VA

CRD 2874068

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Employer firm

Davenport & Company LLC CRD 1588

$24.7B regulatory AUM 84 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Davenport & Company Llc

One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-07-05
  • VA RA
    APPROVED
    Since 2022-07-05

Branch Locations

915 East High Street Suite 401, Charlottesville, VA 22902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cibc World Markets New York NY 02/1997 03/2022
Davenport & Company Llc Charlottesville VA 03/2022 Present
  • 02/1997 → 03/2022
    Cibc World Markets
    New York, NY
  • 03/2022 → Present
    Charlottesville, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-05
S63 Uniform Securities Agent State Law Examination 1997-09-02
  • S66 Uniform Combined State Law Examination
    2022-07-05
  • S63 Uniform Securities Agent State Law Examination
    1997-09-02
Other Names
  • Walter Smith Williams
  • Smith Williams

View on SEC IAPD

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