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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2004-02-27
  • TN RA
    APPROVED
    Since 2004-02-27

Branch Locations

5100 Poplar Ave Ste 514, Memphis, TN 38137 • United States

Cordova, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Memphis TN 07/2006 03/2020
Ameriprise Financial Services, Llc Memphis TN 03/2020 Present
Other Businesses

Independent Insurance Brokering; Blue Cross Blue Shield of Tennessee; 01/05/2003; Health / Humana; 10/01/2007; / United Health Care; 03/10/2020; / Mutual of Omaha; 06/10/2023; Group / Sun Life (Assurant); 06/11/2022; Health. Other Business Activities; Voice Over actor; Record voice overs for various entities.; 9584 Woodland Creek Lane, Cordova, TN 38018, ,; Not Investment-Related; 01/28/2019; 1 to 9 hours per month; 0 during trading hours / Author; Writing and publishing of a book. In addition to authoring the book, I have received ACMR approval to distribute within my practice. Legal File#4924891; 9584 Woodland Creek Lane, , Cordova, TN, 38018; Not Investment-Related; 10/27/2021; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-06
  • S63 Uniform Securities Agent State Law Examination
    1997-06-06

View on SEC IAPD

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