Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-31 |
| CA | RA | APPROVED | 2021-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bakersfield | CA | 03/2020 | Present |
| The Bexley Group, Llc | Columbus | OH | 07/2009 | 03/2020 |
| Farmer'S Insurance | Bakersfield | CA | 02/2020 | 03/2020 |
| Bank Of America N.A. | Bakersfield | CA | 06/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-04 |
| S65 | Uniform Investment Adviser Law Examination | 2000-10-13 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-03 |
Reach out to this advisor