Thomas Stephen Sperber

Current Employers

Employment History

• 07/1998 → Present
  Northwestern Mutual Investment Services, Llc
  Cincinnati, OH
• 06/1998 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee , WI
• 12/2007 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, 611 VILLAGE RD, 611 VILLAGE RD, BRECKENRIDGE, , COLORADO, 80424, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 09/20/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FOR ME - NOTHING. SIMPLY HIRING A RENTAL COMPANY TO TAKE CARE OF THE PORPERTY. 3. 100% OWNER, THOMAS SPERBER LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 2/7/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 41-79, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, SKYLINE ENTERPRISES, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. PEAK2SHORE, 2930 THREE OAKS LN, CINCINNATI, , OHIO, 45209, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/08/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER/CARETAKER. INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-03
• S63 Uniform Securities Agent State Law Examination
  1998-02-06

Other Names

• Thomas Stephen Sperber