Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2016-04-20
  • NC RA
    APPROVED
    Since 2016-04-20

Branch Locations

439 Dartmouth Rd, Winston Salem, NC 27104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Life Of Vt Montpelier VT 01/1996 Present
Equity Services, Inc. Winston-Salem NC 03/1997 Present
Kestra Advisory Services, Llc Winston Salem NC 04/2016 Present
Kestra Investment Services, Llc Winston Salem NC 09/2013 Present
  • 01/1996 → Present
    National Life Of Vt
    Montpelier, VT
  • 03/1997 → Present
    Winston-Salem, NC
  • 04/2016 → Present
    Winston Salem, NC
  • 09/2013 → Present
    Kestra Investment Services, Llc
    Winston Salem, NC
Previous Registrations
Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Salem Financial Group, Inc. Investment Related: Yes Address: 439 Dartmouth Rd Winston Salem NC 27104 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: President of Salem Financial Group Start Date: 11/1/2019 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: operate my firm handling the day to day activities marketing to clients and the other activities associated with running a firm Business Name: The Hebets Company Investment Related: Yes Address: 2575 E Camelback #700 Phoenix AZ 85016 Nature of Business: Insurance Position, Title or Relationship: an associate Start Date: 7/1/2020 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: I will meet with business owners promoting the work that Jim Hebets and i do for them in the executive benefits and estate planning space

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-03
S63 Uniform Securities Agent State Law Examination 1997-06-05
  • S65 Uniform Investment Adviser Law Examination
    2001-08-03
  • S63 Uniform Securities Agent State Law Examination
    1997-06-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Winston Salem, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor