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Current Employers
Hermosa Wealth Management

2447 Pacific Coast Highway 2Nd Floor, Hermosa Beach, CA 90254 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2025-05-06
  • CA RA
    APPROVED_RES
    Since 2025-05-06

Branch Locations

1097 Aviation Blvd, Hermosa Beach, CA 90254 • United States

2447 Pacific Coast Highway 2Nd Floor, Hermosa Beach, CA 90254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company New York NY 05/2015 08/2017
Mml Investors Services New York NY 10/2015 08/2017
Lenox Advisors Inc New York NY 07/2015 08/2017
United First Partners Llc New York NY 08/2017 07/2019
Hermosa Inc. Dba Hermosa Wealth Management Hermosa Beach CA 05/2025 Present
Realm Business And Tax Advisory Hermosa Beach CA 12/2023 Present
Realm Startup Advisory Hermosa Beach CA 07/2015 12/2023
  • 05/2015 → 08/2017
    Mass Mutual Life Insurance Company
    New York, NY
  • 10/2015 → 08/2017
    Mml Investors Services
    New York, NY
  • 07/2015 → 08/2017
    Lenox Advisors Inc
    New York, NY
  • 08/2017 → 07/2019
    United First Partners Llc
    New York, NY
  • 05/2025 → Present
    Hermosa Inc. Dba Hermosa Wealth Management
    Hermosa Beach, CA
  • 12/2023 → Present
    Realm Business And Tax Advisory
    Hermosa Beach, CA
  • 07/2015 → 12/2023
    Realm Startup Advisory
    Hermosa Beach, CA
Other Businesses

(1.) Realm Business and Tax Advisory; No; Hermosa Beach, CA; Tax Preparation; Owner; 12/2023; 170/ MO; 170/ MO

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-11-19
S65 Uniform Investment Adviser Law Examination 2012-11-27
  • S63 Uniform Securities Agent State Law Examination
    2015-11-19
  • S65 Uniform Investment Adviser Law Examination
    2012-11-27

View on SEC IAPD

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