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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-08-15 |
| CO | RA | APPROVED | 2007-06-07 |
Branch Locations
5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Castle Rock | CO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Castle Rock | CO | 11/2016 | Present |
MARY KAY BEAUTY; NOT INVESTMENT RELATED; CASTLE ROCK, CO; BEAUTY PRODUCT SALES AND CONSULTING; INDEPENDENT BEAUTY CONSULTANT; START DATE = 03/03/2011; 10 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS.; POWER OF ATTORNEY FOR SON, INV RELATED, CASTLE ROCK, CO, START: 1/1/2020, 1 HR/MONTH, 1 HR DURING TRADING. RENTAL PROPERTY; INV. RELATED; PALM SPRINGS,CA; 50% OWNERSHIP; START DATE 08/01/2022; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; OWNER. POWER OF ATTORNEY FOR FATHER; INV RELATED; CASTLE ROCK, CO; POA; START DATE: 09/30/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-05 |
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