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Lawrence Thomas Gartner

Isc Financial Advisors

Minneapolis, MN

Albert Lea, MN

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Current Employers
Isc Financial Advisors

200 North Broadway Ave., Albert Lea, MN 56007 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-25
MN RA APPROVED 2014-01-31
  • TX RA
    APPROVED
    Since 2018-05-25
  • MN RA
    APPROVED
    Since 2014-01-31

Branch Locations

7760 France Avenue South #270, Minneapolis, MN 55435 • United States

200 North Broadway Ave., Albert Lea, MN 56007 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Isc Financial Advisors Minneapolis MN 05/2008 Present
Previous Registrations
  • 2003-07-31 → 2008-04-30
    Td Ameritrade, Inc.
    San Diego, CA
    Fort Worth, TX
    Fort Worth, TX
Other Businesses

GLEASON PROPERTIES LLC, NON-INVESTMENT RELATED, 9720 BARKSDALE DR. KELLER, TX 76248, PRESIDENT/CO-OWNER, STARTED 01/01/07, 10 HOURS PER MONTH/ 0 DURING TRADING HOURS, DUTIES: LOCATING, PURCHASING AND MANAGING PROPERTIES. MERK PROPERTIES LLC, NON-INVESTMENT RELATED, MINORITY OWNER, STARTED 01/01/10, 00 HOURS PER MONTH/ 0 DURING TRADING HOURS, DUTIES: LOCATING, PURCHASING AND MANAGING PROPERTIES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-25
S63 Uniform Securities Agent State Law Examination 1999-12-21
  • S66 Uniform Combined State Law Examination
    2003-07-25
  • S63 Uniform Securities Agent State Law Examination
    1999-12-21
Designations

View on SEC IAPD

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