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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

6622 Main St Ste 2, Williamsville, NY 14221 • United States

Hamburg, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Williamsville NY 03/1997 03/2020
Ameriprise Financial Services, Llc Williamsville NY 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 5047 Mount Vernon Blvd, , Hamburg, NY, 14075; Not Investment-Related; 09/01/2026. Board of Directors; Boy Scout Troop 411; Treasurer; 3281 Lake Shore Rd, , Buffalo, NY, 14219; Not Investment-Related; 03/01/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; MDP6622, LLC d/b/a Buffalo Wealth Partners; Marketing and Client Acquisition Financial Planning and Advice Product Solutions Business Management & Client Care; Manage advisory business; 6622 Main Street, Suite 2, Williamsville, NY, 14221; Investment-Related; 07/13/2018; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-04-03
  • S63 Uniform Securities Agent State Law Examination
    1997-04-03
Designations

View on SEC IAPD

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