Douglass William List

Current Employers

Employment History

• 01/1988 → Present
  List & Company, Inc.
  Baltimore, MD
• 06/2018 → Present
  Banner Legal Services, Inc.
  Baltimore, MD
• 12/2014 → 12/2019
  31Moorgate, Inc.
  Baltimore, MD
• 05/2020 → Present
  31 Moorgate, Inc.
  Charlottesville, VA

Previous Registrations

• 2018-04-12 → 2019-12-31
  31Moorgate, Inc.
  Baltimore, MD
• 2015-02-18 → 2017-12-31
  31Moorgate, Inc.
  Baltimore, MD
• 2005-09-08 → 2008-12-23
  Afton Advisors, Llc
  Yardley, PA
• 2005-09-08 → 2005-12-31
  Afton Advisors, Llc
  Yardley, PA
• 2003-10-30 → 2004-12-13
  Avantax Advisory Services
  Yardley, PA
• 2002-05-17 → 2003-10-15
  Equitable Advisors, Llc
  Columbia, MD

Other Businesses

1) BANNER LEGAL SERVICES; NON-INVESTMENT-RELATED; LEGAL SERVICES TO CORPORATE AND INDIVIDUALS; ATTORNEY; START DATE: JUNE 2018. 2) LIST & COMPANY, INC; NON-INVESTMENT-RELATED; PROVIDING STRATEGIC MANAGEMENT CONSULTING SERVICES TO CORPORATE ENTITIES AND ENTREPRENEURS; PRESIDENT; START DATE: 01/1988.

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-05-02
• S65 Uniform Investment Adviser Law Examination
  1997-03-07

Designations

Other Names

• Douglas William List