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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-04-25 |
| NC | RA | APPROVED | 2002-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greensboro | NC | 03/1997 | Present |
| Bank Of America, N.A. | Greensboro | NC | 12/2009 | Present |
I*28930FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CLEAR DEFENSE SPORTS & ATHLETIC LAMINATES LLCINVESTMENT RELATED: NADDRESS OF BUSINESS: 338 NORTH ELM STREET, GREENSBORO, NORTH CAROLINA 27405NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OTHER, I HAVE NO POSITION WITH COMPANY.START DATE OF RELATIONSHIP: 2/1/2002NUMBER OF HOURS DEVOTED: 10 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: WORK WITH CO.TO HELP DEVELOP PLANS FOR CONTRACTS AND ONGOING SALES,MARKETING AND LONG TERM PLANNING AND RESTRUCTURING. I*1847263Entity for ProfitName of OBA: C.R.CAddress: Burlington, North Carolina, 27408Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 05/28/2024No Hours: 2No Hours during trading: 1Duties: I*4680321, Entity Type for profit , Name of OBA: Absolute Defense Address: GREENSBORO North Carolina 27405 Investment Related: No Position, Title, Association: I have no position. I have lent them money. Employee Start Date: 06/09/2026 No Hours: 5 Monthly No Hours during trading: 0 Duties:Provide money to company to operate through loans. To sell security services to schools (K-12 and universities)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-10 |
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