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Arthur T Crist

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Iselin, NJ

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2011-06-10
  • NJ RA
    APPROVED
    Since 2011-06-10

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Boonton Twp NJ 05/2011 Present
Bank Of America, N.A. Boonton Twp NJ 09/2011 Present
  • 05/2011 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Boonton Twp, NJ
  • 09/2011 → Present
    Bank Of America, N.A.
    Boonton Twp, NJ
Previous Registrations
  • 2009-10-06 → 2011-05-27
    Hsbc Securities (Usa) Inc.
    Millburn, NJ
  • 2007-02-15 → 2009-09-16
    Wells Fargo Clearing Services, Llc
    Summit, NJ
    Morristown, NJ
    Short Hills, NJ
    Summit, NJ
    Parsippany, NJ
    Boonton, NJ
  • 2004-11-16 → 2006-05-23
    Td Ameritrade, Inc.
    Paramus, NJ
    Paramus, NJ
  • 2006-04-25 → 2006-05-23
    Td Ameritrade Investment Management, Llc
    Paramus, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-12
S63 Uniform Securities Agent State Law Examination 2000-06-30
  • S66 Uniform Combined State Law Examination
    2004-11-12
  • S63 Uniform Securities Agent State Law Examination
    2000-06-30
Other Names
  • Arthur T Crist
  • Arthur T Crist
  • Arthur Timothy Crist

View on SEC IAPD

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Other Offices

OSAIC ADVISORY SERVICES, LLC · Parsippany, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PARSIPPANY, NJ
OSAIC WEALTH, INC. · PARSIPPANY, NJ
LINCOLN INVESTMENT · Parsippany, NJ
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PARSIPPANY, NJ
VETERI PLACE CORPORATION · PARSIPPANY, NJ
LEICHT FINANCIAL PLANNING AND WEALTH MANAGEMENT · PARSIPPANY, NJ
CETERA INVESTMENT ADVISERS LLC · PARSIPPANY, NJ

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