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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-09-30 |
| TX | RA | APPROVED | 2024-09-27 |
Branch Locations
6465 N Quail Hollow Rd Ste 301, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P | Lisle | IL | 01/2006 | 02/2019 |
| B.RIley Wealth Management, Inc | Memphis | TN | 02/2019 | 09/2024 |
| B. Riley Wealth Advisors, Inc. | Collierville | TN | 07/2022 | 09/2024 |
| Lpl Financial Llc | Memphis | TN | 09/2024 | Present |
1- 09/2024 / Strategic Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-03 |
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