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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-05-07 |
| OR | RA | APPROVED | 2025-01-08 |
| KS | RA | APPROVED | 2025-01-07 |
| CA | RA | APPROVED | 2024-10-17 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Co | La Jolla | CA | 05/2022 | 10/2024 |
| Lyft | San Diego | CA | 03/2021 | 01/2022 |
| Unemployed | Lombok | 04/2016 | 10/2019 | |
| Unemployed | San Diego | CA | 11/2019 | 02/2021 |
| Unemployed | San Diego | CA | 02/2022 | 04/2022 |
| Mml Investors Services, Llc | La Jolla | CA | 03/2023 | 10/2024 |
| Park Avenue Securities | San Diego | CA | 10/2024 | Present |
| Guardian Life Insurance Company | San Diego | CA | 10/2024 | Present |
1) Insurance other than Guardian, Start date: 09/01/2025, Address: 5280 Carroll Canyon Road, Suite 300, San Diego, CA 92121, 5 total hours per month; 5 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-20 |
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