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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2007-01-31
  • MA RA
    APPROVED
    Since 2007-01-31

Branch Locations

337 Turnpike Rd Ste 206, Southborough, MA 01772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bruce M. Mozinski Wellesley MA 12/2002 Present
Northwestern Mutual Investment Services, Llc Wellesley MA 01/2003 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2009 Present
Brian C Malone Wellesley MA 03/2011 Present
Anthony Colletti Southborough MA 02/2012 Present
  • 12/2002 → Present
    Bruce M. Mozinski
    Wellesley, MA
  • 01/2003 → Present
    Wellesley, MA
  • 04/2009 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2011 → Present
    Brian C Malone
    Wellesley, MA
  • 02/2012 → Present
    Anthony Colletti
    Southborough, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-22
S63 Uniform Securities Agent State Law Examination 2003-04-25
  • S66 Uniform Combined State Law Examination
    2007-01-22
  • S63 Uniform Securities Agent State Law Examination
    2003-04-25

View on SEC IAPD

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