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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2013-02-13
TX RA APPROVED_RES 2013-02-13
  • LA RA
    APPROVED
    Since 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2013-02-13

Branch Locations

1220 Camellia Blvd, Lafayette, LA 70508 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Lafayette LA 02/2013 Present
Previous Registrations
  • 1998-06-18 → 2013-02-13
    Morgan Keegan & Company, Llc
    Lafayette, LA
    Lafayette, LA
Other Businesses

(1) Name of Business: 1220 Cameliia Bklvd. Property, LLC Address: 1220 Camellia Blvd, Lafayette, LA, 70508, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 12/14/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: part owner (2) Name of Business: LA Caribe LLC Address: Perdido Beach Blvd, Orange Beach, AL, 36561, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 12/31/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of LLC which owns condo in Orange Beach. Said condo is for personal purposes only and is not rented and provides no income. Owned with 4 others, 2 of which are good friends and clients. Previously disclosed with MK and assumed transferred to RJ. (3) Name of Business: MKLF, LLC Address: 1220 Camellia Blvd, Lafayette, LA, 70508, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 12/31/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part Owner in Real Estate

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-23
S63 Uniform Securities Agent State Law Examination 1997-06-16
  • S65 Uniform Investment Adviser Law Examination
    1999-12-23
  • S63 Uniform Securities Agent State Law Examination
    1997-06-16
Designations

View on SEC IAPD

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