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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2021-07-21 |
| NJ | RA | APPROVED | 2021-07-21 |
| PA | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Yardley | PA | 11/1998 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Lambertville | NJ | 11/1998 | 07/2021 |
| Hicks-Strybuc, Llc | Yardley | PA | 11/2018 | 07/2021 |
| Lpl Financial Llc | Yardley | PA | 07/2021 | Present |
1. 06/30/2021 - Hicks Strybuc Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 09/08/2022 - DorkDyke & Hicks - Investment Related - Lambertville, NJ 08530 - Real Estate Rental - Start Date - 09/30/2022 - 4 Hours Per Month/0 Hours During Securities Trading. 3. 08/26/2024 - Hicks Strybuc, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 06/30/2021 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-10 |
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