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Marc Bryant Hicks

LPl Financial LLC

Yardley, PA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2021-07-21
NJ RA APPROVED 2021-07-21
PA RA APPROVED 2021-07-21
TX RA APPROVED 2021-07-21
  • MD RA
    APPROVED
    Since 2021-07-21
  • NJ RA
    APPROVED
    Since 2021-07-21
  • PA RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED
    Since 2021-07-21

Branch Locations

301 Floral Vale Blvd, Yardley, PA 19067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Yardley PA 11/1998 07/2021
Various Insurance Carriers For W & R Insurance Agencies Lambertville NJ 11/1998 07/2021
Hicks-Strybuc, Llc Yardley PA 11/2018 07/2021
Lpl Financial Llc Yardley PA 07/2021 Present
  • 11/1998 → 07/2021
    Waddell & Reed, Inc.
    Yardley, PA
  • 11/1998 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Lambertville, NJ
  • 11/2018 → 07/2021
    Hicks-Strybuc, Llc
    Yardley, PA
  • 07/2021 → Present
    Yardley, PA
Previous Registrations
  • 2003-07-07 → 2021-07-21
    Waddell & Reed
    Langhorne, PA
    Charleroi, PA
    Yardley, PA
Other Businesses

1. 06/30/2021 - Hicks Strybuc Financial Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 09/08/2022 - DorkDyke & Hicks - Investment Related - Lambertville, NJ 08530 - Real Estate Rental - Start Date - 09/30/2022 - 4 Hours Per Month/0 Hours During Securities Trading. 3. 08/26/2024 - Hicks Strybuc, LLC - Real Estate Rental - Investment Related - At Reported Business Location(s) - Start Date 06/30/2021 - 0 Hours Per Month/ During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-11
S63 Uniform Securities Agent State Law Examination 1998-11-10
  • S65 Uniform Investment Adviser Law Examination
    2002-10-11
  • S63 Uniform Securities Agent State Law Examination
    1998-11-10
Other Names
  • Marc Hicks

View on SEC IAPD

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