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Marc Joseph Gamberdella

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Santa Barbara, CA

Miami, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-11-02
TX RA APPROVED_RES 2009-05-05
CA RA APPROVED 2009-04-29
  • FL RA
    APPROVED
    Since 2020-11-02
  • TX RA
    APPROVED_RES
    Since 2009-05-05
  • CA RA
    APPROVED
    Since 2009-04-29

Branch Locations

1424 State St, Santa Barbara, CA 93101 • United States

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Santa Barbara CA 04/2009 Present
Bank Of America,N.A. Santa Barbara CA 06/2011 Present
  • 04/2009 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Santa Barbara, CA
  • 06/2011 → Present
    Bank Of America,N.A.
    Santa Barbara, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-05-22
S65 Uniform Investment Adviser Law Examination 1997-05-22
  • S63 Uniform Securities Agent State Law Examination
    1997-05-22
  • S65 Uniform Investment Adviser Law Examination
    1997-05-22

View on SEC IAPD

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