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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-16 |
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
350 N. Main Street Suite 106, Stillwater, MN 55082-7055 • United States
Stillwater, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets | Stillwater | MN | 01/2009 | Present |
(1) NAME OF ENTITY: Stillwater Area High School Hockey Boosters - Girls ADDRESS: INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Support the Stillwater Girls High School hockey team CAPACITY: Officer, Board of Directors * START DATE: 11/16/21 DUTIES: Responsible for all money collected, pay bills, record keeping, budgeting HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-06 |
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