Best Investors
Account
Sign in
Best Investors
Account
Sign in
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-03-01 |
| LA | RA | APPROVED | 2016-01-15 |
| TX | RA | APPROVED_RES | 2006-10-06 |
Branch Locations
3909 Ambassador Caffery Pkwy Ste I, Lafayette, LA 70503 • United States
8235 Ymca Blvd Ste 401, Baton Rouge, LA 70810 • United States
106 Park Place Northpark One Ste 212, Covington, LA 70433-6100 • United States
Lafayette, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Lafayette | LA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Lafayette | LA | 03/2020 | Present |
Real Estate Ownership; Family Lake House; 9873 Island Rd., , Ventress, LA, 70783; Not Investment-Related; 09/15/2020 / Commercial; 3909 Ambassador Caffery Pkwy, Ste H-1, Lafayette, LA, 70503; Not Investment-Related; 04/07/2025. Business Ownership; Roy Planning LLC; Owner; Manage Ameriprise Business; 508 Farmington Dr, , Lafayette, LA, 70503; Not Investment-Related; 11/25/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Roy Planning, LLC (1); Owner; Manage advisory business; 508 Farmington Dr, , Lafayette, LA, 70503; Investment-Related; 01/17/2025; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-09 |
Reach out to this advisor