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Current Employers
Regal Investment Advisors Llc

2687 44Th Street Se, Kentwood, MI 49512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-26
FL RA APPROVED 2019-10-07
  • TX RA
    APPROVED
    Since 2024-11-26
  • FL RA
    APPROVED
    Since 2019-10-07

Branch Locations

2687 44Th Street Se, Kentwood, MI 49512 • United States

4440 Pga Boulevard Suite 600, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rb Financial Advisors Juno Beach FL 08/2005 08/2019
Questar Capital Corporation Minneapolis MN 05/2015 03/2019
Questar Asset Management Minneapolis MN 03/2017 03/2019
Woodbury Financial Services, Inc. Juno Beach FL 03/2019 08/2019
Woodbury Financial Services, Inc. Juno Beach FL 03/2019 08/2019
Regal Investment Advisors, Llc Kentwood MI 09/2019 Present
Regulus Financial Group, Llc Kentwood MI 09/2019 Present
  • 08/2005 → 08/2019
    Rb Financial Advisors
    Juno Beach, FL
  • 05/2015 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 03/2017 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 08/2019
    Woodbury Financial Services, Inc.
    Juno Beach, FL
  • 03/2019 → 08/2019
    Woodbury Financial Services, Inc.
    Juno Beach, FL
  • 09/2019 → Present
    Kentwood, MI
  • 09/2019 → Present
    Regulus Financial Group, Llc
    Kentwood, MI
Previous Registrations
  • 2019-03-01 → 2019-08-26
    Woodbury Financial Services, Inc.
    Juno Beach, FL
  • 2017-05-17 → 2019-03-01
    Questar Asset Management, Inc.
    Juno Beach, FL
    Minneapolis, MN
Other Businesses

Business Name: Forest Financial Planning Group, LLC - Investment Related: Yes - Address: 4440 PGA Boulevard, Suite 660, Palm Beach Gardens, FL 33410 - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisor Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Registered Representative/Investment Advisor Representative - Start Date: 6/6/2017 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-04-27
S63 Uniform Securities Agent State Law Examination 2016-02-19
  • S65 Uniform Investment Adviser Law Examination
    2017-04-27
  • S63 Uniform Securities Agent State Law Examination
    2016-02-19
Designations
Other Names
  • Kristen Kelly Forest

View on SEC IAPD

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