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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2019-10-31 |
Branch Locations
6200 Waterford Blvd, Oklahoma City, OK 73118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. S. Phillips Investments, Inc. | Oklahoma City | OK | 04/2007 | 10/2019 |
| Lpl Financial Llc | Oklahoma City | OK | 10/2019 | Present |
| Bancfirst | Oklahoma City | OK | 04/2007 | 10/2019 |
1)10/31/19- Independent Advisers Group- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-08 |
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