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Sharon Rena' Ireland

LPl Financial LLC

Oklahoma City, OK

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2019-10-31
  • OK RA
    APPROVED
    Since 2019-10-31

Branch Locations

6200 Waterford Blvd, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. S. Phillips Investments, Inc. Oklahoma City OK 04/2007 10/2019
Lpl Financial Llc Oklahoma City OK 10/2019 Present
Bancfirst Oklahoma City OK 04/2007 10/2019
  • 04/2007 → 10/2019
    T. S. Phillips Investments, Inc.
    Oklahoma City, OK
  • 10/2019 → Present
    Oklahoma City, OK
  • 04/2007 → 10/2019
    Bancfirst
    Oklahoma City, OK
Previous Registrations
  • 2009-01-13 → 2019-11-01
    Phillips Capital Advisors, Inc.
    Oklahoma City, OK
  • 2005-10-31 → 2007-05-07
    Osaic Services, Inc.
    Phoenix, AZ
    Oklahoma City, OK
  • 2005-10-04 → 2005-10-31
    Spelman & Co., Inc.
    Oklahoma City, OK
  • 2002-04-05 → 2004-09-29
    Oklahoma City, OK
Other Businesses

1)10/31/19- Independent Advisers Group- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-02
S63 Uniform Securities Agent State Law Examination 1997-10-08
  • S65 Uniform Investment Adviser Law Examination
    2002-01-02
  • S63 Uniform Securities Agent State Law Examination
    1997-10-08
Other Names
  • Sharon Rena Pomplun
  • Sharon Rena Emerson
  • Sharon Rena Ireland

View on SEC IAPD

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